1. Submit a Trade for Class HOB:

· Broker DRI/690 trades with broker CBO/325: SELL CALL 5 HOB NOV 70 @ 2.95.

· NCC confirms TMS response.

· NCC confirms TSS response.

2. Submit a Trade for Alternate Class JWT:

· Broker DRI/690 trades with broker CBO/325: SELL CALL 5 JWT SEP 27-1/2 @ 3.60.

· NCC confirms TMS response.

· NCC confirms TSS response.

3. ETN Delivery Test:

· Trade Originator chooses a valid series for either HOB or JWT.

· Trade Originator chooses a valid premium.

· Trade Originator enters ETN(s).

· NCC confirms receipt of ETN(s).

· NCC accepts at least one ETN.

· NCC confirms receipt of ETN Trade Message Response.

· NCC confirms TMS Response.

· NCC confirms TSS Price Report Response (if ETN entered is a SELL).

· NCC rejects at least one ETN.

· NCC confirms receipt of ETN Trade Message Response.